feat(ask): Phase 3.5a guardrails (classifier + refusal gate + grounding + partial)

신규 파일:
- classifier_service.py: exaone binary classifier (sufficient/insufficient)
  parallel with evidence, circuit breaker, timeout 5s
- refusal_gate.py: multi-signal fusion (score + classifier)
  AND 조건, conservative fallback 3-tier (classifier 부재 시)
- grounding_check.py: strong/weak flag 분리
  strong: fabricated_number + intent_misalignment(important keywords)
  weak: uncited_claim + low_overlap + intent_misalignment(generic)
  re-gate: 2+ strong → refuse, 1 strong → partial
- sentence_splitter.py: regex 기반 (Phase 3.5b KSS 업그레이드)
- classifier.txt: exaone Y+ prompt (calibration examples 포함)
- search_synthesis_partial.txt: partial answer 전용 프롬프트
- 102_ask_events.sql: /ask 관측 테이블 (completeness 3-분리 지표)
- queries.yaml: Phase 3.5 smoke test 평가셋 10개

수정 파일:
- search.py /ask: classifier parallel + refusal gate + grounding re-gate
  + defense_layers 로깅 + AskResponse completeness/aspects/confirmed_items
- config.yaml: classifier model 섹션 (exaone3.5:7.8b GPU Ollama)
- config.py: classifier optional 파싱
- AskAnswer.svelte: 4분기 렌더 (full/partial/insufficient/loading)
- ask.ts: Completeness + ConfirmedItem 타입

P1 실측: exaone ternary 불안정 → binary gate 축소. partial은 grounding이 담당.
토론 9라운드 확정. plan: quiet-meandering-nova.md

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
This commit is contained in:
Hyungi Ahn
2026-04-10 08:49:11 +09:00
parent 0eecf1afca
commit 06443947bf
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"""Grounding check — post-synthesis 검증 (Phase 3.5a).
Strong/weak flag 분리:
- **Strong** (→ partial 강등 or refuse): fabricated_number, intent_misalignment(important)
- **Weak** (→ confidence lower only): uncited_claim, low_overlap, intent_misalignment(generic)
Re-gate 로직 (Phase 3.5a 9라운드 토론 결과):
- strong 1개 → partial 강등
- strong 2개 이상 → refuse
- weak → confidence "low"
Intent alignment (rule-based):
- query 의 핵심 명사가 answer 에 등장하는지 확인
- "처벌" 같은 중요 키워드 누락은 strong
- "주요", "관련" 같은 generic 은 무시
"""
from __future__ import annotations
import re
from dataclasses import dataclass
from typing import TYPE_CHECKING
from core.utils import setup_logger
if TYPE_CHECKING:
from .evidence_service import EvidenceItem
logger = setup_logger("grounding")
# "주요", "관련" 등 intent alignment 에서 제외할 generic 단어
GENERIC_TERMS = frozenset({
"주요", "관련", "내용", "정의", "기준", "방법", "설명", "개요",
"대한", "위한", "대해", "무엇", "어떤", "어떻게", "있는",
"하는", "되는", "이런", "그런", "이것", "그것",
})
@dataclass(slots=True)
class GroundingResult:
strong_flags: list[str]
weak_flags: list[str]
def _extract_number_literals(text: str) -> set[str]:
"""숫자 + 단위 추출 + normalize."""
raw = set(re.findall(r'\d[\d,.]*\s*[명인개%년월일조항호세]\w{0,2}', text))
normalized = set()
for r in raw:
normalized.add(r.strip())
num_only = re.match(r'[\d,.]+', r)
if num_only:
normalized.add(num_only.group().replace(',', ''))
# 단독 숫자도 추출
for d in re.findall(r'\b\d+\b', text):
normalized.add(d)
return normalized
def _extract_content_tokens(text: str) -> set[str]:
"""한국어 2자 이상 명사 + 영어 3자 이상 단어."""
return set(re.findall(r'[가-힣]{2,}|[a-zA-Z]{3,}', text))
def check(
query: str,
answer: str,
evidence: list[EvidenceItem],
) -> GroundingResult:
"""답변 vs evidence grounding 검증 + query intent alignment."""
strong: list[str] = []
weak: list[str] = []
if not answer or not evidence:
return GroundingResult([], [])
evidence_text = " ".join(e.span_text for e in evidence)
# ── Strong 1: fabricated number ──
answer_nums = _extract_number_literals(answer)
evidence_nums = _extract_number_literals(evidence_text)
for num in answer_nums:
digits_only = re.sub(r'[^\d]', '', num)
if digits_only and not any(
digits_only in re.sub(r'[^\d]', '', en) for en in evidence_nums
):
strong.append(f"fabricated_number:{num}")
# ── Strong/Weak 2: query-answer intent alignment ──
query_content = _extract_content_tokens(query)
answer_content = _extract_content_tokens(answer)
if query_content:
missing_terms = query_content - answer_content
important_missing = [
t for t in missing_terms
if t not in GENERIC_TERMS and len(t) >= 2
]
if important_missing:
strong.append(
f"intent_misalignment:{','.join(important_missing[:3])}"
)
elif len(missing_terms) > len(query_content) * 0.5:
weak.append(
f"intent_misalignment_generic:"
f"missing({','.join(list(missing_terms)[:5])})"
)
# ── Weak 1: uncited claim ──
sentences = re.split(r'(?<=[.!?。])\s+', answer)
for s in sentences:
if len(s.strip()) > 20 and not re.search(r'\[\d+\]', s):
weak.append(f"uncited_claim:{s[:40]}")
# ── Weak 2: token overlap ──
answer_tokens = _extract_content_tokens(answer)
evidence_tokens = _extract_content_tokens(evidence_text)
if answer_tokens:
overlap = len(answer_tokens & evidence_tokens) / len(answer_tokens)
if overlap < 0.4:
weak.append(f"low_overlap:{overlap:.2f}")
if strong or weak:
logger.info(
"grounding query=%r strong=%d weak=%d flags=%s",
query[:60],
len(strong),
len(weak),
",".join(strong[:3] + weak[:3]),
)
return GroundingResult(strong, weak)